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Rivkin Rule No. 5

Equity and Option Trading Terms

The Rivkin Securities equities, options and warrants Terms and Conditions are made up of the following four documents. By using any of Rivkin Securities' equity, options and warrants products or services, you are agreeing to have read and understood these four documents.

Should you wish to receive a hard copy of these documents by post, please contact our office on +612 8302 3650.

In order to read these documents, you will require Adobe Reader, which can be downloaded from http://get.adobe.com/reader/.

The Rivkin Securities Financial Services Guide (commencing 12:00am 31 March, 2011): Click here

The Rivkin Securities Terms and Conditions: Click here

CMC Markets Stockbroking Financial Services Guide: Click here

CMC Markets Stockbroking Terms and Conditions: Click here

Rivkin Securities Cash Account

If your Rivkin Securities Stockbroking account settles to a Rivkin Securities Cash Account, please ensure you have read and understood the Product Disclosure Statement: Click here

CFD Trading Terms

Rivkin Securities CFD Accounts are provided by CMC Markets Asia Pacific Pty Ltd. Your CFD Account is governed by the following Terms and Conditions.

Should you wish to receive a hard copy of these documents by post, please contact our office on +612 8302 3650.

In order to read these documents, you will require Adobe Reader, which can be downloaded from http://get.adobe.com/reader/.

The Rivkin Securities Financial Services Guide (expiring 12:00am 23 July, 2010): Click here

The Rivkin Securities Financial Services Guide (commencing 12:00am 23 July, 2010): Click here

The Rivkin Securities Terms and Conditions: Click here

For CFD contracts entered into prior to 6 April 2010, the following documents will apply:

Access CFD Product Disclosure Statement: Click here

Marketmaker CFD Product Disclosure Statement: Click here

CMC Markets Financial Services Guide: Click here

The PDS dated 6 April 2010 and the following documents will apply to all CFD contracts entered into on or after 6 April 2010.

CMC Markets CFD Product Disclosure Statement: Click here

CMC Markets Financial Services Guide: Click here

CMC Markets Product Schedule (CFD): Click here

CMC Markets Product Schedule (DMA): Click here

Other CMC Markets Documentation: Click here

IRESS Electronic Trading Agreement: Click here

If you are already a client of Rivkin Securities, you will have received a copy of the Rates Schedule applicable to your Account. If you require a copy, please contact our office on +612 8302 3650.